Founded in Boston more than a century ago, Goodwin has grown to more than 1,000 lawyers in ten offices throughout the U.S., Europe, and Asia. The firm focuses on working with clients in the financial, private equity, real estate, technology, and life sciences industries.

Donnelley Financial Solutions (DFIN) is a leader in risk and compliance solutions, providing insightful technology, industry expertise and data insights to clients across the globe.

Since 1983, we’ve been committed to delivering the best possible service and solutions to our clients. This commitment has taken us from our roots as the financial division of RR Donnelley & Sons to where we are today — revolutionizing regulatory and financial technology to better meet the needs of clients.


Nasdaq (Nasdaq:NDAQ) is a leading provider of trading, clearing, exchange technology, listing, information and public company services across six continents. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 70 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to more than 3,600 listed companies with a market value of approximately $9.6 trillion and more than 10,000 corporate clients.

Known from our inception as an honest, calculable, and reliable financial services firm, H.C. Wainwright & Co. is prepared and proud to be at our clients’ side for generations to come. The values first instilled in us on State Street have never waivered and we continue to build upon our legacy of service in our new headquarters in New York City. Staffed by a diverse group of seasoned financiers, advisors, and researchers, H.C. Wainwright & Co. blends traditional values with innovative services, operating with care and integrity while offering leading-edge investment banking, corporate finance, and strategic advisory services to public and private growth companies across multiple sectors and regions.

According to Sagient Research Systems, H.C. Wainwright’s team is ranked as the #1 Placement Agent in terms of aggregate PIPE and RD transactions cumulatively since 1998.

Deutsche Bank’s DR team is part of the Trust & Agency Services business within Global Transaction Banking. In addition to specializing in administering cross-border equity structures such as American and Global Depositary Receipts, Deutsche Bank provides corporates, financial institutions, hedge funds and supranational agencies around the world with trustee, agency, escrow and related services. The Bank offers a broad range of services for a diverse set of products, from complex securitizations and project finance to syndicated loans, debt exchanges and restructurings.


For more information, please visit www.adr.db.com.